Legal & Compliance Disclosure

At Simon Funding LLC, transparency and integrity are at the core of how we do business. This page outlines our key legal, compliance, and disclosure policies to ensure our clients fully understand the nature of our services, our regulatory practices, and our role in the funding process.

1. Financial Disclaimer

Simon Funding LLC provides access to business financing solutions through a network of lending partners. All funding decisions—including approval amounts, rates, terms, and conditions—are determined solely by the lender and are not guaranteed by Simon Funding LLC.

The information provided on this website or in any communication from our team is for general business and educational purposes only. Nothing we share should be interpreted as legal, tax, or financial advice. Clients should consult with qualified professionals before making financial or business decisions.

Approval timelines, funding amounts, and rates may vary based on lender guidelines, creditworthiness, financial documentation, and other underwriting criteria.

2. Compliance Statement

Simon Funding LLC is committed to operating in accordance with all applicable federal and state regulations governing commercial financing, privacy, and fair business practices.

Our compliance commitments include:

• Fair Lending Practices: We do not discriminate on the basis of race, color, religion, national origin, gender, marital status, age, or any other protected category.

• Data Security: We take reasonable measures to protect the confidentiality of all personal and business information submitted to us.

• Regulatory Alignment: Our processes follow guidelines relevant to commercial financing, anti-fraud protections, and data handling.

• Responsible Communication: We provide accurate, clear, and transparent information regarding funding options, terms, and requirements.

While Simon Funding LLC is not a direct lender in most cases, we ensure that all partner lenders we work with uphold similar compliance standards in their underwriting and funding practices.

3. Broker Disclosure Statement

Simon Funding LLC operates as an independent commercial finance broker. In many cases, we facilitate funding by connecting business owners with third-party lenders who may offer financing products such as merchant cash advances, term loans, lines of credit, asset-based lending, and other commercial funding solutions.

Key disclosures include:

• We may receive compensation from partner lenders for successfully referring and coordinating funding.

• We do not guarantee approval for any funding product. All decisions are made by the lender based on their evaluation of your business and financial profile.

• We act solely as an intermediary, helping businesses explore financing options and complete the application process efficiently.

• We do not make credit decisions, set interest rates, or establish funding terms.

Our goal is to provide a transparent, professional, and client-focused experience throughout the funding process.